A
broker/dealer,
investment
adviser, BD agent, or IA rep may only transact
business
in a particular state after licensure or satisfying
qualifications requirements of that state, or only if they are
excluded or exempted from the state’s broker/dealer, investment
adviser, or BD agent or IA rep requirements, as the case may be;
and Follow-up individualized responses to consumers in a
particular state by broker/dealer, investment adviser, BD agent
or IA rep that involve either the effecting or attempting to
effect transactions in securities or the rendering of
personalized investment advice for compensation, as the case may
be, shall not be made without first complying with the state’s
broker/dealer, investment adviser, BD agent or IA rep
requirements, or pursuant to an applicable state exemption or
exclusion.
For information concerning the licensure status or disciplinary
history of a broker/dealer, investment adviser, BD agent or IA
rep, a consumer should contact his or her state securities law
administrator.
Ryan Healy is licensed to sell securities in the states of AZ,
FL, ID, OR, and WA.
We are licensed to sell Insurance Products in the following
states:
Arizona, Idaho, Oregon, Washington.
We are registered to sell Securities in the following states:
Arizona, Florida, Idaho, Oregon, Washington.
By clicking OK, I agree that I am a resident of one of the
states listed above. Ok
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